Regulatory Disclosures

Mutual Fund Commission & Other Disclosures

Investor Complaints - Stock Broker - March 2023

Investor Charter

Advisory - KYC Compliance

Capital Market Client Registration Standard Documents in English

Rights and Obligations of Stock Brokers, Sub-brokers and Clients

Risk Disclosure Document for Capital market & Derivatives Segments

Guidance Note – Do's and Don'ts for Trading on the Exchange(s) for Investors

Complaints on SCORES

"Filing Complaints on SCORES- Easy & quick"

  • Register on SCORES portal
  • Mandatory details for filing complaints on SCORES:
    • Name,PAN,Address,Mobile Number, Email ID
  • Benefits
    • Effective Communication
    • Speedy redressal of the grievances"

Investor Grievance / Dispute resolution:

  • For any grievance/dispute please contact Trust Securities Services Private Limited at the above address or email id tssgrievances@trustgroup.in and and Phone no. 022 - 2656 7536
  • In case not satisfied with the response, please contact the concerned exchange(s) at is@bseindia.com and Phone no. 022 - 2272 8016 / 4355 0218
  • for BSE If not satisfied with response or your grievance is still unresolved you may register complaint to SEBI on the SCORES website https://scores.gov.in/scores/Welcome.html

Securities as Margin by way of Pledge

  1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.
  2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  3. Check your securities / MF / Bonds in the consolidated account statement issued by NSDL/CDSL every month. Issued in the interest of Investors.

Caution towards Unsolicited messages

To abstain from dealing in any schemes of unauthorised collective investments/portfolio management, indicative/ guaranteed/fixed returns / payments etc..

Beware of unregistered Investment advisors, offering assured returns and seeking trading credentials.

Be aware that Exchange has provided facility to share their information or evidence of systematic wrongdoing, potential frauds, or unethical behaviour to the Exchange through the anonymous portal as per web page link given below:

NSE:Write to us, Submit a Tip Off - NSE India
BSE:https://www.bseindia.com/investors/tip-off-registration.aspx?expandable=0

The Exchange has also provided the facility to report unsolicited stock tip / Recommendations on

BSE: +91 7506840578 or on dedicated email id i.e.,attentioninvestors@bseindia.com
NSE: +91 8291833676 or on designated email id i.e., feedbk_invg@nse.co.in

along with other details as informed on the Exchange website under head 'Attention Investors'.

Market participants are advised to use facility to report any such information anonymously and confidentially.

Caution towards dealing in Options

Client shall invest in Options after considering the product suitability / knowledge and trading experience in Options. Also trading activity of the client should be in proportion to his income / net worth.

Client should avoid below practices:

  • Trading in leveraged products like options without proper understanding, which could lead to losses
  • Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks
  • Dealing in unsolicited tips through Whatsapp, Telegram, YouTube, Facebook, SMS, calls, etc.
  • Trading in "Options" based on recommendations from unauthorised / unregistered investment advisors and influencers.

Encouraging more retail investors to participate in voting on motions moved by Listed Companies

  • E- Voting pages of various E-Voting Service Providers (ESPs):

Trust Securities Services Private Limited - Client Bank Account details

Investors are requested to note that Stock broker - Trust Securities Services Private Limited is permitted to receive/pay money from/to investor through designated bank accounts only named as client bank accounts. Stock broker - Trust Securities Services Private Limited is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under "Know/ Locate your Stock Broker"

Details of Client Bank Account :

Name of Bank Account

Account Name

Bank Account Number

IFSC

Axis Bank Limited

BSE-Cash Segment

918020004724797

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